Our Staff has compiled our research into a database of FINRA Broker Disclosures for Equitable Advisors, LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Garnet Lyndon Wahlund | 2685273 | 8 | 08/03/2016 | Customer Dispute | Settled | $66,619.00 | $0.00 | See FINRA Report |
| Hye Ri Kim | 6270867 | 1 | 06/29/2016 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Jon Erik Huffman | 4505697 | 2 | 06/22/2016 | Customer Dispute | Settled | $10,000.00 | $0.00 | See FINRA Report |
| Matthew Evan Klein | 5060520 | 5 | 05/17/2016 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Michael Harry Bassett | 4843210 | 2 | 04/25/2016 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Daniel R Paradise | 5560686 | 2 | 02/16/2016 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Frederick Earl Vanpatten | 1204070 | 4 | 01/20/2016 | Customer Dispute | Settled | $2,839.00 | $0.00 | See FINRA Report |
| Sara Elizabeth Parrish | 5668628 | 1 | 12/16/2015 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Christopher Laakso | 4481844 | 2 | 12/16/2015 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| George Wesley Hawkins | 1401455 | 3 | 12/16/2015 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |