Our Staff has compiled our research into a database of FINRA Broker Disclosures for Equitable Advisors, LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Kevin J Cosentino | 4625197 | 3 | 12/03/2017 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Salvatore Cocco | 2552609 | 1 | 11/07/2017 | Customer Dispute | Settled | $250,000.00 | $0.00 | See FINRA Report |
| Wiley Murch Moorer | 2794805 | 3 | 10/26/2017 | Customer Dispute | Settled | $5,175.52 | $0.00 | See FINRA Report |
| Julie A Bower | 1439646 | 1 | 10/19/2017 | Customer Dispute | Settled | $5,000.00 | $0.00 | See FINRA Report |
| Jerald Paul Reiner | 4508855 | 1 | 09/22/2017 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Daniel Saali McCauley | 6285761 | 1 | 07/03/2017 | Customer Dispute | Settled | $5,000.00 | $0.00 | See FINRA Report |
| Kevin Nicholas Gray | 6072250 | 1 | 05/25/2017 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Cameron T Michalski | 6310582 | 1 | 02/01/2017 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Anthony Joseph Insana | 4291190 | 1 | 01/25/2017 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Norris Rees Woody | 2859184 | 1 | 12/12/2016 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |