Our Staff has compiled our research into a database of FINRA Broker Disclosures for Equitable Advisors, LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| David Lowell Moran | 4602373 | 1 | 01/24/2019 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Youssef Naguib Marzouk | 1078356 | 2 | 10/18/2018 | Customer Dispute | Settled | $200,000.00 | $0.00 | See FINRA Report |
| Joseph Theam | 6247754 | 1 | 10/18/2018 | Customer Dispute | Settled | $6,049.45 | $0.00 | See FINRA Report |
| Ryan Tetsuo Oda | 6327337 | 1 | 10/18/2018 | Customer Dispute | Settled | $6,049.45 | $0.00 | See FINRA Report |
| Beth Wendy Kaufman | 5851606 | 1 | 10/08/2018 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Kimberly Naudia Persaud | 6388828 | 4 | 05/02/2018 | Customer Dispute | Settled | $5,000.00 | $0.00 | See FINRA Report |
| David N Mebs | 6132905 | 1 | 04/18/2018 | Customer Dispute | Settled | $6,000.00 | $0.00 | See FINRA Report |
| Adam Glenn Blevins | 5643851 | 1 | 04/06/2018 | Customer Dispute | Settled | $6,175.00 | $0.00 | See FINRA Report |
| John Thomas Lauer | 3225958 | 1 | 04/06/2018 | Customer Dispute | Settled | $6,175.00 | $0.00 | See FINRA Report |
| Kenneth L Walton | 3081868 | 3 | 03/12/2018 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |