Our Staff has compiled our research into a database of FINRA Broker Disclosures for Equitable Advisors, LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Daniel Carlos Venegas | 1194311 | 3 | 01/14/2020 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Charles John Capilets | 2610269 | 1 | 10/16/2019 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Gloria Barbier | 5719709 | 2 | 10/11/2019 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Kevin Thomas Dooley | 2513153 | 3 | 10/11/2019 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Bradley Godfrey | 6518876 | 1 | 10/07/2019 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Andrew Stanley Krakauer | 1613159 | 1 | 10/03/2019 | Customer Dispute | Settled | $390,000.00 | $0.00 | See FINRA Report |
| Felicia Woodruff Malc | 5661404 | 1 | 09/17/2019 | Customer Dispute | Settled | $35,000.00 | $0.00 | See FINRA Report |
| Daryl Royce Earle | 1734844 | 1 | 08/08/2019 | Customer Dispute | Settled | $8,422.00 | $0.00 | See FINRA Report |
| Mushtaq Ahmed | 2609335 | 4 | 06/11/2019 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Jarrett Dewelde | 4615195 | 1 | 04/10/2019 | Customer Dispute | Settled | $82,832.80 | $0.00 | See FINRA Report |