Our Staff has compiled our research into a database of FINRA Broker Disclosures for Equitable Advisors, LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Michael Vernon Biggs | 1697481 | 3 | 07/08/2020 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Michael H Sendowski | 1782114 | 2 | 07/03/2020 | Customer Dispute | Settled | $60,231.00 | $0.00 | See FINRA Report |
| Thomas A Starkey | 5089584 | 1 | 06/01/2020 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Michael A Tancorra | 5870879 | 1 | 03/25/2020 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Michael Mosslih | 4662400 | 4 | 03/09/2020 | Customer Dispute | Settled | $86,078.00 | $0.00 | See FINRA Report |
| Jerry Lawrence Goldblum | 2362993 | 3 | 03/09/2020 | Customer Dispute | Settled | $26,212.00 | $0.00 | See FINRA Report |
| Danny Shiva Sookram | 6113338 | 1 | 03/09/2020 | Customer Dispute | Settled | $86,078.00 | $0.00 | See FINRA Report |
| Phillip Richard Fiore | 6278382 | 1 | 02/26/2020 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Kevin Dean Cook | 6591894 | 2 | 02/26/2020 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Howard Edward Owens | 5907110 | 1 | 01/24/2020 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |