Our Staff has compiled our research into a database of FINRA Broker Disclosures for Equitable Advisors, LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Bryan Preston Lubitz | 4381244 | 6 | 06/09/2021 | Customer Dispute | Settled | $22,637.40 | $0.00 | See FINRA Report |
| Neal Edward Hayias | 854703 | 3 | 04/16/2021 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Christopher John Browning | 4786391 | 3 | 04/05/2021 | Customer Dispute | Settled | $46,716.20 | $0.00 | See FINRA Report |
| Joseph Ralph Lagriola | 1034681 | 1 | 02/26/2021 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Jeffrey Gerard Gundrum | 1819476 | 7 | 02/17/2021 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Daniel Leo Beck | 6120403 | 9 | 11/24/2020 | Customer Dispute | Settled | $38,251.70 | $0.00 | See FINRA Report |
| Thomas Keith Migdale | 2608210 | 2 | 09/21/2020 | Customer Dispute | Settled | $30,000.00 | $0.00 | See FINRA Report |
| Mickey Dana Dubberly | 4200897 | 4 | 09/14/2020 | Customer Dispute | Settled | $35,000.00 | $0.00 | See FINRA Report |
| Joubin Eshaghian | 2785775 | 2 | 08/12/2020 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Rasikaran Gunapal Boaz | 1340232 | 2 | 08/10/2020 | Customer Dispute | Settled | $100,000.00 | $0.00 | See FINRA Report |