Our Staff has compiled our research into a database of FINRA Broker Disclosures for Equitable Advisors, LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| James Robert Layman | 844195 | 1 | 03/03/1995 | Customer Dispute | Settled | $100,000.00 | $0.00 | See FINRA Report |
| Robert Michael Estrada | 850243 | 1 | 02/02/1995 | Customer Dispute | Settled | $15,000.00 | $0.00 | See FINRA Report |
| Ferdinand Alexander Ruplin | 1651751 | 3 | 11/10/1994 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Alecu Vlad Popovici | 1429407 | 1 | 02/16/1994 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Florence Eleanor Barber | 1428720 | 2 | 12/22/1993 | Customer Dispute | Settled | $100,000.00 | $0.00 | See FINRA Report |
| Young Gyu Hwang | 1967046 | 1 | 09/14/1993 | Customer Dispute | Settled | $1,000,000.00 | $0.00 | See FINRA Report |
| Gregory John Spinazze | 836100 | 3 | 12/03/1992 | Customer Dispute | Settled | $540,000.00 | $0.00 | See FINRA Report |
| Thomas Anthony Balistreri | 1349647 | 9 | 06/10/1988 | Customer Dispute | Settled | $27,000.00 | $0.00 | See FINRA Report |