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FINRA Broker Disclosures for Equitable Advisors, LLC

Our Staff has compiled our research into a database of FINRA Broker Disclosures for Equitable Advisors, LLC. Search or filter the database to find more about a specific broker.

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Displaying 361-370 out of 388 results
Name CRD Total Disclosures Filing Date Disclosure Type Disclosure Status Damages Requested Damages Granted FINRA Reports
Donald Joseph Stoll1104147111/25/1997Customer DisputeSettled$0.00$0.00See FINRA Report
Edward Francis Zaik2115492111/18/1997Customer DisputeSettled$0.00$0.00See FINRA Report
Matias Manuel Averhoff1706055311/03/1997Customer DisputeSettled$0.00$0.00See FINRA Report
Jorge Luis Fernandez1384518211/03/1997Customer DisputeSettled$0.00$0.00See FINRA Report
Anthony John Vitulli725329209/03/1997Customer DisputeSettled$0.00$0.00See FINRA Report
Victoriano Dequia Reyes832118408/25/1997Customer DisputeSettled$0.00$0.00See FINRA Report
Victoriano Dequia Reyes832118408/25/1997Customer DisputeSettled$0.00$0.00See FINRA Report
Dean Salvatore Dignoti1501042406/06/1997Customer DisputeSettled$47,500.00$0.00See FINRA Report
James Richard Cook709562103/03/1997Customer DisputeSettled$0.00$0.00See FINRA Report
Keith Jay Schreiber1286611111/09/1996Customer DisputeSettled$0.00$0.00See FINRA Report

388 Results

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