Our Staff has compiled our research into a database of FINRA Broker Disclosures for Equitable Advisors, LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Robert Phillip Ketola | 268767 | 1 | 01/20/1999 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Nicholas Joseph Chopey | 1285626 | 2 | 01/19/1999 | Customer Dispute | Settled | $21,503.00 | $0.00 | See FINRA Report |
| Stephen C Walz | 2193307 | 1 | 01/01/1999 | Customer Dispute | Settled | $15,108.00 | $0.00 | See FINRA Report |
| Nicholas Joseph Chopey | 1285626 | 2 | 12/17/1998 | Customer Dispute | Settled | $100,000.00 | $0.00 | See FINRA Report |
| Harvey Micheal Thomas | 1532678 | 2 | 12/11/1998 | Customer Dispute | Settled | $60,000.00 | $0.00 | See FINRA Report |
| Robert Howard Sall | 1273255 | 1 | 11/04/1998 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Steven Song Kang | 1035557 | 2 | 07/07/1998 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Leslie Eric Streitfeld | 2155670 | 1 | 05/05/1998 | Customer Dispute | Settled | $1,000,000.00 | $0.00 | See FINRA Report |
| Joseph Kenneth Moore | 1008788 | 6 | 02/24/1998 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Matias Manuel Averhoff | 1706055 | 3 | 12/22/1997 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |