Our Staff has compiled our research into a database of FINRA Broker Disclosures for Equitable Advisors, LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Walter Clifton Shirley | 422355 | 4 | 11/20/2001 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Michael Steven McManus | 329682 | 2 | 11/20/2001 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Douglas Yeke Wing | 1139548 | 9 | 11/09/2001 | Customer Dispute | Settled | $1,000,000.00 | $0.00 | See FINRA Report |
| Jeffrey Glenn West | 1338684 | 2 | 10/11/2001 | Customer Dispute | Settled | $92,000.00 | $0.00 | See FINRA Report |
| Luis Angel Gesualdo Perez | 1385146 | 2 | 10/11/2001 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Jonathan Mark Blevins | 711293 | 2 | 10/02/2001 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Douglas Yeke Wing | 1139548 | 9 | 08/17/2001 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Charles Nelson Dinklage | 2674824 | 4 | 08/08/2001 | Customer Dispute | Settled | $88,000.00 | $0.00 | See FINRA Report |
| Gregg Christophe La Spisa | 2636905 | 5 | 07/30/2001 | Customer Dispute | Settled | $29,000.00 | $0.00 | See FINRA Report |
| Carey Jermaine Wilson | 2568081 | 3 | 06/21/2001 | Customer Dispute | Settled | $20,000.00 | $0.00 | See FINRA Report |