Our Staff has compiled our research into a database of FINRA Broker Disclosures for Equitable Advisors, LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| James Jeffrey Chadwell | 1992438 | 2 | 04/21/2003 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Joseph James Iacono | 1936401 | 3 | 04/08/2003 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Jeffrey Mark Langer | 2717961 | 1 | 04/08/2003 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Jeffrey Thomas Willard | 4171367 | 1 | 04/08/2003 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Howell Alexander Ogeary | 1979838 | 4 | 04/01/2003 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Eric H Lorenz | 4143561 | 1 | 03/13/2003 | Customer Dispute | Settled | $30,640.00 | $0.00 | See FINRA Report |
| Richard F Hazard | 807460 | 8 | 02/04/2003 | Customer Dispute | Settled | $500,000.00 | $0.00 | See FINRA Report |
| Richard F Hazard | 807460 | 8 | 12/23/2002 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Walter Clifton Shirley | 422355 | 4 | 12/11/2002 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Mazhar Mahmood | 2876589 | 6 | 12/10/2002 | Customer Dispute | Settled | $280,000.00 | $0.00 | See FINRA Report |