Our Staff has compiled our research into a database of FINRA Broker Disclosures for Equitable Advisors, LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Joshua Michael Alloway | 5756796 | 1 | 05/22/2022 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| William Thomas Baffuto | 7205964 | 2 | 04/20/2022 | Customer Dispute | Settled | $15,412.00 | $0.00 | See FINRA Report |
| David E Trimble | 5848398 | 3 | 03/30/2022 | Customer Dispute | Settled | $7,400.00 | $0.00 | See FINRA Report |
| David Vieira Lopez | 6402558 | 1 | 01/14/2022 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Rodrigo Jose Arauz | 6807507 | 1 | 11/01/2021 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Adam Mathew Weirich | 3013630 | 1 | 09/29/2021 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Kevin Thomas Dooley | 2513153 | 3 | 09/29/2021 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Victor M Torres | 5919902 | 2 | 09/23/2021 | Customer Dispute | Settled | $13,336.00 | $0.00 | See FINRA Report |
| Stefan David Sikorski | 5353105 | 1 | 09/09/2021 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Philip Charles Nuccetelli | 1697263 | 1 | 06/18/2021 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |