Our Staff has compiled our research into a database of FINRA Broker Disclosures for Equitable Advisors, LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Robert Brent Hurley | 837545 | 4 | 05/05/2005 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Gregory Alan Mieras | 715006 | 3 | 03/15/2005 | Customer Dispute | Settled | $209,369.00 | $0.00 | See FINRA Report |
| Anna Bruno | 3148680 | 4 | 03/03/2005 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Jon Owen Neuhs | 1202684 | 1 | 01/05/2005 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Gregory John Spinazze | 836100 | 3 | 11/08/2004 | Customer Dispute | Settled | $1,110,000.00 | $0.00 | See FINRA Report |
| Kent Akio Kamita | 2208039 | 1 | 11/08/2004 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Patrick Andrew McCarty | 1943287 | 4 | 10/26/2004 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Eric Markowitz | 2214775 | 2 | 10/25/2004 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Sung Jin Cho | 2044180 | 9 | 10/22/2004 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Richard F Hazard | 807460 | 8 | 10/15/2004 | Customer Dispute | Settled | $141,928.00 | $0.00 | See FINRA Report |