Our Staff has compiled our research into a database of FINRA Broker Disclosures for Equitable Advisors, LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Michael Stephen Kaplan | 2527203 | 3 | 01/23/2006 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Li Zhao | 4295701 | 2 | 11/29/2005 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| John Dallas McKinnon | 2058469 | 2 | 11/22/2005 | Customer Dispute | Settled | $21,929.10 | $0.00 | See FINRA Report |
| Howard Martin Burke | 2235678 | 2 | 11/11/2005 | Customer Dispute | Settled | $15,000.00 | $0.00 | See FINRA Report |
| Richard F Hazard | 807460 | 8 | 10/31/2005 | Customer Dispute | Settled | $325,000.00 | $0.00 | See FINRA Report |
| Gregg Christophe La Spisa | 2636905 | 5 | 10/21/2005 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Paul Gregory Donnelly | 1334127 | 7 | 09/02/2005 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| William Harold Roberts | 2835096 | 1 | 08/29/2005 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| David Lee Hutchinson | 2918290 | 2 | 07/06/2005 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Steven Lawrence Levinson | 1543489 | 2 | 06/28/2005 | Customer Dispute | Settled | $86,000.00 | $0.00 | See FINRA Report |