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FINRA Broker Disclosures for Equitable Advisors, LLC

Our Staff has compiled our research into a database of FINRA Broker Disclosures for Equitable Advisors, LLC. Search or filter the database to find more about a specific broker.

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Displaying 241-250 out of 388 results
Name CRD Total Disclosures Filing Date Disclosure Type Disclosure Status Damages Requested Damages Granted FINRA Reports
Selvaraju Venkudusamy Parimeru4671200108/03/2006Customer DisputeSettled$0.00$0.00See FINRA Report
Michael Fisher Jennings4918942107/18/2006Customer DisputeSettled$0.00$0.00See FINRA Report
Randall Bernard Klee1708312307/13/2006Customer DisputeSettled$0.00$0.00See FINRA Report
Alexander S Donley4947104107/11/2006Customer DisputeSettled$0.00$0.00See FINRA Report
Robert Brent Hurley837545405/24/2006Customer DisputeSettled$0.00$0.00See FINRA Report
Mark Anson Mitchell1031978204/28/2006Customer DisputeSettled$0.00$0.00See FINRA Report
Gregory Alfredo Chona1643600303/24/2006Customer DisputeSettled$8,000.00$0.00See FINRA Report
Haissam Alrachid2245588203/13/2006Customer DisputeSettled$0.00$0.00See FINRA Report
David Newsum Jones2357788103/03/2006Customer DisputeSettled$0.00$0.00See FINRA Report
Collin Christopher Goldschmidt4521017102/06/2006Customer DisputeSettled$0.00$0.00See FINRA Report

388 Results

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