Our Staff has compiled our research into a database of FINRA Broker Disclosures for Equitable Advisors, LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Michael Stephen Thomas | 2176069 | 2 | 03/26/2007 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Louis James Nuchereno | 2485071 | 1 | 11/21/2006 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Kenneth David Kohn | 1575332 | 2 | 11/20/2006 | Customer Dispute | Settled | $181,000.00 | $0.00 | See FINRA Report |
| David Charles Ott | 2304585 | 1 | 11/06/2006 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Robert Henry Redwine | 830930 | 1 | 11/02/2006 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Kirk Gavin Welcome | 4337901 | 3 | 10/12/2006 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Anna Bruno | 3148680 | 4 | 10/04/2006 | Customer Dispute | Settled | $50,000.00 | $0.00 | See FINRA Report |
| Richard F Hazard | 807460 | 8 | 10/03/2006 | Customer Dispute | Settled | $608,100.00 | $0.00 | See FINRA Report |
| Steven Lawrence Levinson | 1543489 | 2 | 09/22/2006 | Customer Dispute | Settled | $500,000.00 | $0.00 | See FINRA Report |
| Gwendolyn Reese | 1025834 | 2 | 09/06/2006 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |