Our Staff has compiled our research into a database of FINRA Broker Disclosures for Equitable Advisors, LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Christian Myers Wagner | 2095048 | 2 | 05/15/2008 | Customer Dispute | Settled | $433,100.00 | $0.00 | See FINRA Report |
| Phillip C Sheehan | 4595479 | 1 | 04/15/2008 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| David Stephen Turk | 2688276 | 3 | 04/10/2008 | Customer Dispute | Settled | $2,351.89 | $0.00 | See FINRA Report |
| Dervinder Singh | 2146392 | 3 | 09/24/2007 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Douglas Yeke Wing | 1139548 | 9 | 09/07/2007 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Alan Stephen Katkin | 2226400 | 3 | 08/28/2007 | Customer Dispute | Settled | $15,167.00 | $0.00 | See FINRA Report |
| Steve Bradley McClelland | 1453475 | 1 | 08/14/2007 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Jorge Antonio Valdes-Rodriguez | 1579079 | 1 | 08/14/2007 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Gregory John Spinazze | 836100 | 3 | 06/22/2007 | Customer Dispute | Settled | $22,000.00 | $0.00 | See FINRA Report |
| Brian E Patterson | 3238574 | 2 | 05/16/2007 | Customer Dispute | Settled | $100,000.00 | $0.00 | See FINRA Report |