Our Staff has compiled our research into a database of FINRA Broker Disclosures for Equitable Advisors, LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Patrick Morris | 1025904 | 5 | 10/21/2008 | Customer Dispute | Settled | $369,000.00 | $0.00 | See FINRA Report |
| Jeffrey Mark Spencer | 1124264 | 2 | 10/09/2008 | Customer Dispute | Settled | $21,133.10 | $0.00 | See FINRA Report |
| Dean Salvatore Dignoti | 1501042 | 4 | 09/26/2008 | Customer Dispute | Settled | $120,000.00 | $0.00 | See FINRA Report |
| Florence Eleanor Barber | 1428720 | 2 | 09/23/2008 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Young Bae Won | 1698732 | 1 | 08/15/2008 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Michael Vernon Biggs | 1697481 | 3 | 07/30/2008 | Customer Dispute | Settled | $5,001.00 | $0.00 | See FINRA Report |
| Gary Clancy | 2317481 | 2 | 06/20/2008 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Paul Gregory Donnelly | 1334127 | 7 | 06/20/2008 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| William Frank Solomon | 2688566 | 2 | 05/27/2008 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Li Zhao | 4295701 | 2 | 05/23/2008 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |