Our Staff has compiled our research into a database of FINRA Broker Disclosures for Equitable Advisors, LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| James Lee Meurer | 4380490 | 1 | 02/19/2009 | Customer Dispute | Settled | $5,502.98 | $0.00 | See FINRA Report |
| David John Oconnor | 2366298 | 1 | 02/13/2009 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Brian Cooper Smith | 4487602 | 1 | 01/26/2009 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Donald Carl Stokes | 1641763 | 2 | 01/13/2009 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Peter Marsters Wright | 4443385 | 3 | 01/06/2009 | Customer Dispute | Settled | $20,000.00 | $0.00 | See FINRA Report |
| Michael Wallace Stasko | 4434844 | 1 | 12/29/2008 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| David Kirk Binns-Loveman | 5067621 | 1 | 12/09/2008 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Gregory William Ricker | 2545035 | 4 | 12/01/2008 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Ted Martin Beal | 2324984 | 1 | 10/31/2008 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Philip Thomas Cracchiola | 1643070 | 1 | 10/28/2008 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |