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FINRA Broker Disclosures for Equitable Advisors, LLC

Our Staff has compiled our research into a database of FINRA Broker Disclosures for Equitable Advisors, LLC. Search or filter the database to find more about a specific broker.

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Displaying 191-200 out of 388 results
Name CRD Total Disclosures Filing Date Disclosure Type Disclosure Status Damages Requested Damages Granted FINRA Reports
Philip Marc Hyatt2202564106/29/2009Customer DisputeSettled$64,999.00$0.00See FINRA Report
Gary Bruce Wetzel464224306/19/2009Customer DisputeSettled$7,938.73$0.00See FINRA Report
Craig Richard Reid1984593206/05/2009Customer DisputeSettled$0.00$0.00See FINRA Report
Ellen Myra Meyerson2003486105/28/2009Customer DisputeSettled$0.00$0.00See FINRA Report
Zulin Gan2584677104/23/2009Customer DisputeSettled$34,160.70$0.00See FINRA Report
John Paul Lasek1064854104/22/2009Customer DisputeSettled$0.00$0.00See FINRA Report
Gregory Hamilton Wilson4479947204/17/2009Customer DisputeSettled$0.00$0.00See FINRA Report
William Robert Lunney736470204/07/2009Customer DisputeSettled$100,000.00$0.00See FINRA Report
Darren Ricks Telford1135508103/16/2009Customer DisputeSettled$0.00$0.00See FINRA Report
Anthony Lee Howard817406103/16/2009Customer DisputeSettled$0.00$0.00See FINRA Report

388 Results

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