Our Staff has compiled our research into a database of FINRA Broker Disclosures for Equitable Advisors, LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Sam William Walton | 6799030 | 1 | 12/13/2022 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Jenna Maxine Robin Hill | 7129161 | 1 | 12/01/2022 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Nicholas Mazzaferro | 6365856 | 3 | 09/22/2022 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Jamie Theresa Nowakowski | 4472043 | 5 | 09/06/2022 | Customer Dispute | Settled | $250,000.00 | $0.00 | See FINRA Report |
| Christopher John Browning | 4786391 | 3 | 07/15/2022 | Customer Dispute | Settled | $990,000.00 | $0.00 | See FINRA Report |
| Ryan Bartholomew Lacedonia | 5658696 | 2 | 07/06/2022 | Customer Dispute | Settled | $30,000.00 | $0.00 | See FINRA Report |
| Brian E Patterson | 3238574 | 2 | 06/15/2022 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Jeffrey David Somerstein | 4690840 | 1 | 06/10/2022 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Alan Seth Friedman | 2727672 | 1 | 06/10/2022 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Jamie Theresa Nowakowski | 4472043 | 5 | 05/25/2022 | Customer Dispute | Settled | $100,000.00 | $0.00 | See FINRA Report |