Our Staff has compiled our research into a database of FINRA Broker Disclosures for Equitable Advisors, LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| William Frank Solomon | 2688566 | 2 | 02/26/2010 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| J Brian Verchot | 2144034 | 1 | 02/16/2010 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| John Joseph Teti | 1018336 | 3 | 01/21/2010 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Blair Geoffrion Johnson | 2517370 | 2 | 01/21/2010 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Benjamin Adam Felicelli | 3156010 | 3 | 11/23/2009 | Customer Dispute | Settled | $150,000.00 | $0.00 | See FINRA Report |
| Donald Carl Stokes | 1641763 | 2 | 11/17/2009 | Customer Dispute | Settled | $10,000.00 | $0.00 | See FINRA Report |
| Thomas Carle Allam | 721822 | 2 | 10/27/2009 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Jeffrey Miles Boyarsky | 868762 | 2 | 07/24/2009 | Customer Dispute | Settled | $9,000.00 | $0.00 | See FINRA Report |
| Michael Paul Gainer | 3049605 | 1 | 07/20/2009 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Robert Peter Petrocine | 707203 | 4 | 07/10/2009 | Customer Dispute | Settled | $115,000.00 | $0.00 | See FINRA Report |