Our Staff has compiled our research into a database of FINRA Broker Disclosures for Equitable Advisors, LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Gobind Chatani | 1658186 | 4 | 08/11/2010 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| John Michael Kuchmak | 870223 | 1 | 07/28/2010 | Customer Dispute | Settled | $9,856.00 | $0.00 | See FINRA Report |
| Gail Regina Hill | 1674060 | 2 | 07/27/2010 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Robert Brent Hurley | 837545 | 4 | 07/21/2010 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Sara Urban | 2404688 | 4 | 07/16/2010 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Paul Gregory Donnelly | 1334127 | 7 | 07/12/2010 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Jon Erik Huffman | 4505697 | 2 | 07/08/2010 | Customer Dispute | Settled | $50,000.00 | $0.00 | See FINRA Report |
| Mark Rolnick | 4467464 | 3 | 07/01/2010 | Customer Dispute | Settled | $15,000.00 | $0.00 | See FINRA Report |
| Douglas Lloyd Roselieb | 1818572 | 3 | 06/18/2010 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Stuart Elliott Roberts | 2202697 | 1 | 04/02/2010 | Customer Dispute | Settled | $11,105.80 | $0.00 | See FINRA Report |