Our Staff has compiled our research into a database of FINRA Broker Disclosures for Equitable Advisors, LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Eliran O Abekassis | 5414137 | 1 | 01/14/2011 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Rolando Sebastian Parsley | 5111165 | 1 | 12/29/2010 | Customer Dispute | Settled | $72,000.00 | $0.00 | See FINRA Report |
| Arvind K Sood | 4257915 | 1 | 12/20/2010 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Andrew Michael Ziskin | 3156754 | 2 | 12/08/2010 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| George Osipovitch | 5112804 | 2 | 12/07/2010 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Mushtaq Ahmed | 2609335 | 4 | 11/30/2010 | Customer Dispute | Settled | $200,000.00 | $0.00 | See FINRA Report |
| Jai-Hong Park | 4474195 | 2 | 11/24/2010 | Customer Dispute | Settled | $2,000,000.00 | $0.00 | See FINRA Report |
| Thomas Michael Custance | 1910194 | 2 | 10/20/2010 | Customer Dispute | Settled | $1,000,000.00 | $0.00 | See FINRA Report |
| Curtis Brent Wilmoth | 3030335 | 2 | 08/18/2010 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| James Jeffrey Chadwell | 1992438 | 2 | 08/18/2010 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |