Our Staff has compiled our research into a database of FINRA Broker Disclosures for Equitable Advisors, LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Jerry Dale Kiefer | 2271043 | 3 | 09/19/2011 | Customer Dispute | Settled | $170,000.00 | $0.00 | See FINRA Report |
| Thomas Roman Visintine | 2222904 | 2 | 06/21/2011 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Johnny James George | 2809228 | 3 | 05/31/2011 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| William Mathews Dolan | 69554 | 3 | 05/27/2011 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Daniel Carlos Venegas | 1194311 | 3 | 04/18/2011 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Debra Marie Patterson | 1609405 | 1 | 03/18/2011 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Daniel Joseph Desroches | 1382790 | 1 | 03/10/2011 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| James Diapoules | 4670314 | 1 | 02/03/2011 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Michael Stephen Kaplan | 2527203 | 3 | 02/03/2011 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Joseph Jungjun Cho | 2740939 | 1 | 02/02/2011 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |