Our Staff has compiled our research into a database of FINRA Broker Disclosures for Equitable Advisors, LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Janet Mary Franz | 2877044 | 1 | 05/01/2012 | Customer Dispute | Settled | $83,128.00 | $0.00 | See FINRA Report |
| Barney Howard Moore | 4322338 | 2 | 03/26/2012 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Jose Luis Castillo | 3091302 | 3 | 03/16/2012 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Guy English Wilson | 4978541 | 1 | 03/13/2012 | Customer Dispute | Settled | $450,000.00 | $0.00 | See FINRA Report |
| Luis Angel Gesualdo Perez | 1385146 | 2 | 03/13/2012 | Customer Dispute | Settled | $2,250,000.00 | $0.00 | See FINRA Report |
| Alan Kris Williamson | 2620317 | 1 | 03/07/2012 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Michael Jeffrey Rea | 4768423 | 1 | 02/01/2012 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Gary Eugene Meanor | 2077865 | 2 | 12/28/2011 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Michael Andre Errichiello | 4439244 | 1 | 11/16/2011 | Customer Dispute | Settled | $250,000.00 | $0.00 | See FINRA Report |
| Robert Jackson Powell | 366772 | 2 | 10/26/2011 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |