Our Staff has compiled our research into a database of FINRA Broker Disclosures for Equitable Advisors, LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Wilton Rodwell Drake | 2536804 | 2 | 06/24/2013 | Customer Dispute | Settled | $75,000.00 | $0.00 | See FINRA Report |
| Christopher John Kelly | 4733304 | 1 | 06/11/2013 | Customer Dispute | Settled | $5,000.00 | $0.00 | See FINRA Report |
| Todd Maloy Smith | 1757568 | 1 | 02/11/2013 | Customer Dispute | Settled | $7,478.00 | $0.00 | See FINRA Report |
| Ronald Gary Langus | 302175 | 4 | 01/24/2013 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Andrew Michael Ziskin | 3156754 | 2 | 12/18/2012 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Jon Saul Yasner | 3190131 | 3 | 09/20/2012 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Juan Antonio Lebrija | 4321755 | 2 | 06/24/2012 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Valorie Pearl Gast | 1366385 | 2 | 06/22/2012 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Gregory William Ricker | 2545035 | 4 | 06/09/2012 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Thomas Christopher Natoli | 2420341 | 1 | 05/15/2012 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |