Our Staff has compiled our research into a database of FINRA Broker Disclosures for Equitable Advisors, LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Carolina Juyeun Hong | 5731357 | 2 | 03/24/2014 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Dallas Dan George | 4559086 | 2 | 03/11/2014 | Customer Dispute | Settled | $7,357.62 | $0.00 | See FINRA Report |
| Emil Babayans | 1420382 | 2 | 03/06/2014 | Customer Dispute | Settled | $100,000.00 | $0.00 | See FINRA Report |
| James Arthur Freudenberger | 2345025 | 1 | 11/26/2013 | Customer Dispute | Settled | $150,000.00 | $0.00 | See FINRA Report |
| Ronald Gary Langus | 302175 | 4 | 11/13/2013 | Customer Dispute | Settled | $30,806.30 | $0.00 | See FINRA Report |
| Bryan Preston Lubitz | 4381244 | 6 | 11/08/2013 | Customer Dispute | Settled | $100,000.00 | $0.00 | See FINRA Report |
| Eric Markowitz | 2214775 | 2 | 10/15/2013 | Customer Dispute | Settled | $55,000.00 | $0.00 | See FINRA Report |
| James Anthony Czajkowski | 1391990 | 2 | 10/09/2013 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Jose Enrique Riera-Figueroa | 2284608 | 1 | 08/03/2013 | Customer Dispute | Settled | $125,000.00 | $0.00 | See FINRA Report |
| Michael Anthony Kelly | 1360285 | 4 | 07/03/2013 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |