Our Staff has compiled our research into a database of FINRA Broker Disclosures for Equitable Advisors, LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Douglas Lloyd Roselieb | 1818572 | 3 | 12/16/2014 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Bryan Preston Lubitz | 4381244 | 6 | 12/15/2014 | Customer Dispute | Settled | $97,000.00 | $0.00 | See FINRA Report |
| Jose Luis Castillo | 3091302 | 3 | 10/09/2014 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Robert James Spagiare | 711769 | 1 | 09/26/2014 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Margaret Ann Kurtz | 2056365 | 1 | 07/31/2014 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Robert Bradford Minor | 6002002 | 1 | 05/27/2014 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Sean Michael Stoneback | 4978553 | 1 | 05/27/2014 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Adam D Brunner | 4806322 | 1 | 05/27/2014 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Dennis Joseph Fitzharris III | 4438200 | 2 | 04/18/2014 | Customer Dispute | Settled | $9,736.00 | $0.00 | See FINRA Report |
| Brian Marc Elgart | 2105437 | 1 | 04/17/2014 | Customer Dispute | Settled | $75,000.00 | $0.00 | See FINRA Report |