Our Staff has compiled our research into a database of FINRA Broker Disclosures for Equitable Advisors, LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Adam Joseph Hartz | 5606646 | 1 | 05/04/2015 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Ronnie Lee South | 2782609 | 1 | 04/29/2015 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Matthew Winthrop | 2445102 | 5 | 04/27/2015 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Mark Leland Sherman | 1725403 | 1 | 04/10/2015 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Harvey Micheal Thomas | 1532678 | 2 | 04/07/2015 | Customer Dispute | Settled | $11,000.00 | $0.00 | See FINRA Report |
| Steven Paul Flodder | 3242462 | 2 | 03/02/2015 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Robin Paul Robert | 1537398 | 2 | 02/24/2015 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Patrick R McEvoy | 5737430 | 2 | 02/17/2015 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| James M Dellavecchia | 4903436 | 13 | 01/09/2015 | Customer Dispute | Settled | $156,000.00 | $0.00 | See FINRA Report |
| Gregory Alfredo Chona | 1643600 | 3 | 12/31/2014 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |