Our Staff has compiled our research into a database of FINRA Broker Disclosures for Equitable Advisors, LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Vishal Vibhaker Patel | 4619657 | 3 | 02/29/2012 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Edwin Sotoquinones | 3154398 | 1 | 06/16/2011 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Danese Michelle Tremble | 3256039 | 1 | 03/07/2011 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| John Joseph Teti | 1018336 | 3 | 07/20/2010 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Blair Geoffrion Johnson | 2517370 | 2 | 07/20/2010 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Edward John Morehouse | 2656552 | 1 | 11/10/2009 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Philip Ryan Zeigler | 4411292 | 1 | 04/27/2007 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Rodney Adolphus Foster | 1191393 | 2 | 12/07/2006 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Adam Blaine Toft | 4937252 | 1 | 09/28/2005 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Grace Shou-Rong Chen | 2435758 | 1 | 03/08/2005 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |