Our Staff has compiled our research into a database of FINRA Broker Disclosures for Equitable Advisors, LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Floyd Talmadge Ewing | 802876 | 3 | 12/16/2020 | Financial | Pending | $0.00 | $0.00 | See FINRA Report |
| David Manuel Pires | 5411802 | 1 | 10/11/2019 | Financial | Pending | $0.00 | $0.00 | See FINRA Report |
| Gregory Phillips | 7332479 | 2 | 08/16/2019 | Financial | Pending | $0.00 | $0.00 | See FINRA Report |
| Todd Charles Murphy | 5979441 | 2 | 04/09/2019 | Financial | Pending | $0.00 | $0.00 | See FINRA Report |
| Vincenzo Cesare | 2534353 | 1 | 06/26/2003 | Customer Dispute | Pending | $25,000.00 | $0.00 | See FINRA Report |