Our Staff has compiled our research into a database of FINRA Broker Disclosures for Equitable Advisors, LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Steven Alfano | 5590444 | 9 | 03/29/2024 | Financial | Pending | $0.00 | $0.00 | See FINRA Report |
| Steven Alfano | 5590444 | 9 | 03/29/2024 | Financial | Pending | $0.00 | $0.00 | See FINRA Report |
| Jerry Dale Kiefer | 2271043 | 3 | 03/18/2024 | Customer Dispute | Pending | $99,000.00 | $0.00 | See FINRA Report |
| Peter McDonnell McDonnell | 7386264 | 6 | 02/29/2024 | Financial | Pending | $0.00 | $0.00 | See FINRA Report |
| Jamie Theresa Nowakowski | 4472043 | 5 | 02/21/2024 | Customer Dispute | Pending | $0.00 | $0.00 | See FINRA Report |
| David E Trimble | 5848398 | 3 | 12/19/2023 | Customer Dispute | Pending | $0.00 | $0.00 | See FINRA Report |
| Jongwook Kim | 3161959 | 1 | 12/19/2023 | Customer Dispute | Pending | $0.00 | $0.00 | See FINRA Report |
| Adam Leland Bishop | 6010791 | 1 | 12/19/2023 | Customer Dispute | Pending | $0.00 | $0.00 | See FINRA Report |
| Stephen Paul Webb | 5739417 | 1 | 12/19/2023 | Customer Dispute | Pending | $0.00 | $0.00 | See FINRA Report |
| William Fox Gottfried | 6752803 | 4 | 12/15/2023 | Financial | Pending | $0.00 | $0.00 | See FINRA Report |