Our Staff has compiled our research into a database of FINRA Broker Disclosures for Equitable Advisors, LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Katherine Ann Behrens | 1195645 | 2 | 07/10/2024 | Financial | Pending | $0.00 | $0.00 | See FINRA Report |
| Peter McDonnell McDonnell | 7386264 | 6 | 06/30/2024 | Financial | Pending | $0.00 | $0.00 | See FINRA Report |
| Peter McDonnell McDonnell | 7386264 | 6 | 06/30/2024 | Financial | Pending | $0.00 | $0.00 | See FINRA Report |
| Rasikaran Gunapal Boaz | 1340232 | 2 | 06/22/2024 | Customer Dispute | Pending | $5,000.00 | $0.00 | See FINRA Report |
| Peter McDonnell McDonnell | 7386264 | 6 | 05/31/2024 | Financial | Pending | $0.00 | $0.00 | See FINRA Report |
| Paul Eugene Southard | 1291554 | 2 | 05/08/2024 | Customer Dispute | Pending | $5,000.00 | $0.00 | See FINRA Report |
| John Tomani | 7327221 | 1 | 04/23/2024 | Financial | Pending | $0.00 | $0.00 | See FINRA Report |
| Christopher John Browning | 4786391 | 3 | 04/03/2024 | Customer Dispute | Pending | $230,000.00 | $0.00 | See FINRA Report |
| William Fox Gottfried | 6752803 | 4 | 04/02/2024 | Financial | Pending | $0.00 | $0.00 | See FINRA Report |
| Peter McDonnell McDonnell | 7386264 | 6 | 03/31/2024 | Financial | Pending | $0.00 | $0.00 | See FINRA Report |