Our Staff has compiled our research into a database of FINRA Broker Disclosures for Equitable Advisors, LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Dale Edward Swanzer | 2843050 | 9 | 07/22/2013 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Jan Jeffery Williams | 2952410 | 4 | 01/22/2013 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Sung Jin Cho | 2044180 | 9 | 10/29/2012 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Jan Jeffery Williams | 2952410 | 4 | 08/27/2012 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Roy Joseph Cyprian | 2082341 | 4 | 03/14/2012 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| James Willard McAllister | 4791944 | 3 | 02/06/2012 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Joseph Kenneth Moore | 1008788 | 6 | 08/09/2011 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Roy Joseph Cyprian | 2082341 | 4 | 04/27/2011 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Johnny James George | 2809228 | 3 | 12/14/2010 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Johnny James George | 2809228 | 3 | 12/14/2010 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report |