Our Staff has compiled our research into a database of FINRA Broker Disclosures for Equitable Advisors, LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| David Scott Pozzi | 2182693 | 4 | 10/27/2015 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Lloyd Vince McClean | 5897052 | 1 | 10/07/2015 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| David Scott Pozzi | 2182693 | 4 | 09/21/2015 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Dave Terrance Forde | 4267737 | 1 | 05/19/2015 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Hannah Lee Daubenmire | 6118850 | 1 | 03/01/2015 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Joseph Kenneth Moore | 1008788 | 6 | 11/28/2014 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Joseph Kenneth Moore | 1008788 | 6 | 11/28/2014 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Floyd Talmadge Ewing | 802876 | 3 | 11/26/2014 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Dror Harsinay | 2206018 | 4 | 11/05/2014 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Dror Harsinay | 2206018 | 4 | 10/28/2014 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report |