Our Staff has compiled our research into a database of FINRA Broker Disclosures for Equitable Advisors, LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Ralph Wayne Damren | 60462 | 14 | 06/15/2017 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Raymond David Dady | 4272140 | 1 | 04/06/2017 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Mitchell Louis Walker | 1847375 | 2 | 03/28/2017 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Shahryar Kashanchi | 1351829 | 3 | 11/03/2016 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Ricardo Gonzalez | 6630275 | 1 | 11/03/2016 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Gardenia Leon Nickel | 2151654 | 4 | 06/17/2016 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| David Scott Pozzi | 2182693 | 4 | 05/04/2016 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Jan Jeffery Williams | 2952410 | 4 | 12/15/2015 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Dale Edward Swanzer | 2843050 | 9 | 12/10/2015 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Dale Edward Swanzer | 2843050 | 9 | 12/02/2015 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report |