Our Staff has compiled our research into a database of FINRA Broker Disclosures for Equitable Advisors, LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| German E Jarquin | 4366296 | 1 | 08/12/2018 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Ralph Wayne Damren | 60462 | 14 | 07/18/2018 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Michael Anthony Rufo | 1160246 | 4 | 07/02/2018 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Jonathan Charles Hurm | 6501610 | 11 | 06/19/2018 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Melissa Anne D'Agostino | 3208694 | 5 | 05/24/2018 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Jonathan Charles Hurm | 6501610 | 11 | 02/01/2018 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Roy Joseph Cyprian | 2082341 | 4 | 11/09/2017 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Joseph Kenneth Moore | 1008788 | 6 | 11/07/2017 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Dale Edward Swanzer | 2843050 | 9 | 08/31/2017 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Dale Edward Swanzer | 2843050 | 9 | 08/31/2017 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report |