Our Staff has compiled our research into a database of FINRA Broker Disclosures for Equitable Advisors, LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Wayne Paul Cooper | 1394329 | 3 | 05/09/2019 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Bruce Daniel Elliott | 1214553 | 2 | 05/06/2019 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Kyle Richard Gajowski | 6331248 | 1 | 04/26/2019 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Sean David Ryan | 2995821 | 1 | 04/08/2019 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Kenneth Matthew Handy | 5039296 | 2 | 02/08/2019 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Michael Anthony Rufo | 1160246 | 4 | 12/24/2018 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Michelle Christine Gattis | 4161346 | 3 | 12/11/2018 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Mark Burks Nall | 1933806 | 1 | 12/10/2018 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Steven Michael Knapp | 2915113 | 1 | 10/03/2018 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Jonathan Charles Hurm | 6501610 | 11 | 09/27/2018 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report |