Our Staff has compiled our research into a database of FINRA Broker Disclosures for Equitable Advisors, LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Morrayna Louise Gaskins | 6799611 | 4 | 01/12/2023 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Michael Anthony Rufo | 1160246 | 4 | 12/14/2022 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| John Todd Blanchard | 2091111 | 2 | 08/26/2022 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Joseph Ashby Faxio | 4770886 | 1 | 06/28/2022 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Carey Jermaine Wilson | 2568081 | 3 | 01/22/2021 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Katherine Sue Savoy | 5963771 | 1 | 11/25/2020 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Christopher Michael Weins | 6188709 | 2 | 11/13/2020 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Susana Castro | 4549665 | 2 | 03/16/2020 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Wayne Joseph Pfeiffer | 2589424 | 2 | 01/15/2020 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Ken Hara | 5015038 | 2 | 01/14/2020 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report |