Our Staff has compiled our research into a database of FINRA Broker Disclosures for Equitable Advisors, LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Ralph Wayne Damren | 60462 | 14 | 11/02/2000 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Fred Henry Spagat | 1689238 | 1 | 12/01/1999 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Omari F Thomas | 4080767 | 3 | 11/15/1999 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Stephen Anthony Missildine | 336750 | 1 | 07/28/1998 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Ralph Wayne Damren | 60462 | 14 | 06/05/1997 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Charles Frederick Edris | 2843639 | 2 | 05/14/1996 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| George Harlan Wilburn | 2967731 | 4 | 03/17/1995 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| George Harlan Wilburn | 2967731 | 4 | 11/10/1994 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Gary Wayne Garris | 5815917 | 2 | 12/03/1991 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Gary Wayne Garris | 5815917 | 2 | 03/14/1991 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report |