Our Staff has compiled our research into a database of FINRA Broker Disclosures for Equitable Advisors, LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Ralph Wayne Damren | 60462 | 14 | 08/08/2008 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Ralph Wayne Damren | 60462 | 14 | 07/18/2008 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Gobind Chatani | 1658186 | 4 | 05/22/2008 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Gobind Chatani | 1658186 | 4 | 05/22/2008 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Gobind Chatani | 1658186 | 4 | 05/12/2008 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Wayne Paul Cooper | 1394329 | 3 | 03/19/2008 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Ralph Wayne Damren | 60462 | 14 | 01/22/2008 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Tyler Reburn | 6955422 | 1 | 01/10/2008 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Ralph Wayne Damren | 60462 | 14 | 08/31/2007 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Douglas Yeke Wing | 1139548 | 9 | 02/09/2007 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report |