Our Staff has compiled our research into a database of FINRA Broker Disclosures for Equitable Advisors, LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| James Willard McAllister | 4791944 | 3 | 10/18/2010 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| James Adam Rutkowski | 2044538 | 3 | 09/20/2010 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Sung Jin Cho | 2044180 | 9 | 12/21/2009 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Raymond Hannibal Preston | 1523247 | 1 | 12/14/2009 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Sung Jin Cho | 2044180 | 9 | 12/14/2009 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Paul Baldino | 2024264 | 1 | 11/18/2009 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| James Willard McAllister | 4791944 | 3 | 04/06/2009 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Ralph Wayne Damren | 60462 | 14 | 01/26/2009 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Ralph Wayne Damren | 60462 | 14 | 01/16/2009 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Christina Rebecca Vinson | 4201290 | 2 | 09/01/2008 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report |