Our Staff has compiled our research into a database of FINRA Broker Disclosures for Equitable Advisors, LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Justin Carl Sandstrom | 7765281 | 4 | 04/26/2022 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Christopher Edward Horenburg | 2960193 | 1 | 04/09/2022 | Financial | Pending | $0.00 | $0.00 | See FINRA Report |
| Brianna Leigh Cook | 7813685 | 7 | 02/18/2022 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Brianna Leigh Cook | 7813685 | 7 | 02/18/2022 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Cornell Thomas Jason White | 7518622 | 1 | 12/16/2021 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Arthur Lewis | 6381756 | 6 | 12/10/2021 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Omari F Thomas | 4080767 | 3 | 12/08/2021 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Jaclyn C Deem | 5054390 | 4 | 12/02/2021 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Tiffany Michele Arthur | 7680902 | 1 | 11/22/2021 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Sean Micheal Sency | 6930781 | 1 | 11/03/2021 | Financial | Final | $0.00 | $0.00 | See FINRA Report |