Our Staff has compiled our research into a database of FINRA Broker Disclosures for Equitable Advisors, LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Adam Ryan Fabozzi | 7092228 | 3 | 06/03/2023 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Fatima Renee Finley | 5913875 | 4 | 05/05/2023 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Kenneth Russell Webb | 3198547 | 1 | 05/02/2023 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Ioannis Kyriakos Profylienos | 5748613 | 4 | 04/28/2023 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Ioannis Kyriakos Profylienos | 5748613 | 4 | 04/28/2023 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Daniel Leo Beck | 6120403 | 9 | 04/14/2023 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Arthur Lewis | 6381756 | 6 | 04/12/2023 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| William Thomas Baffuto | 7205964 | 2 | 04/05/2023 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Daniel Joe Santy | 7679863 | 2 | 04/05/2023 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Michael Anthony Rufo | 1160246 | 4 | 03/31/2023 | Financial | Pending | $0.00 | $0.00 | See FINRA Report |