Our Staff has compiled our research into a database of FINRA Broker Disclosures for Equitable Advisors, LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
---|---|---|---|---|---|---|---|---|
Garnet Lyndon Wahlund | 2685273 | 8 | 12/01/2014 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
Ashot Minasyan | 6724461 | 1 | 11/01/2014 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
Michael Ray Ramos | 6975152 | 1 | 09/22/2014 | Financial | Final | $0.00 | $0.00 | See FINRA Report |