Our Staff has compiled our research into a database of FINRA Broker Disclosures for Equitable Advisors, LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Steven Alfano | 5590444 | 9 | 04/13/2015 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Christopher Abel Viteri | 6635872 | 5 | 04/06/2015 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Shenandoah Million | 4400974 | 2 | 03/26/2015 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Gerald Ogilvie | 6451031 | 1 | 02/26/2015 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Gary L Means | 6753114 | 1 | 02/26/2015 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Henry Han | 6593347 | 1 | 02/13/2015 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Christopher Abel Viteri | 6635872 | 5 | 01/30/2015 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Anthony M Brown | 4578786 | 1 | 01/23/2015 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Christopher Abel Viteri | 6635872 | 5 | 01/14/2015 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Morrayna Louise Gaskins | 6799611 | 4 | 01/05/2015 | Financial | Final | $0.00 | $0.00 | See FINRA Report |