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FINRA Broker Disclosures for Equitable Advisors, LLC

Our Staff has compiled our research into a database of FINRA Broker Disclosures for Equitable Advisors, LLC. Search or filter the database to find more about a specific broker.

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Displaying 21-30 out of 313 results
Name CRD Total Disclosures Filing Date Disclosure Type Disclosure Status Damages Requested Damages Granted FINRA Reports
William Fox Gottfried6752803410/04/2023FinancialFinal$0.00$0.00See FINRA Report
Steven Alfano5590444909/27/2023FinancialPending$0.00$0.00See FINRA Report
Nathan David Bilotta5374182209/07/2023FinancialPending$0.00$0.00See FINRA Report
Nasha Angella Knowles3111229209/05/2023FinancialPending$0.00$0.00See FINRA Report
Nasha Angella Knowles3111229209/05/2023FinancialFinal$0.00$0.00See FINRA Report
Steven Alfano5590444908/28/2023FinancialFinal$0.00$0.00See FINRA Report
Fatima Renee Finley5913875408/15/2023FinancialFinal$0.00$0.00See FINRA Report
Melissa Anne D'Agostino3208694507/20/2023FinancialFinal$0.00$0.00See FINRA Report
Ioannis Kyriakos Profylienos5748613406/29/2023FinancialFinal$0.00$0.00See FINRA Report
Adam Ryan Fabozzi7092228306/03/2023FinancialFinal$0.00$0.00See FINRA Report

313 Results

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