Our Staff has compiled our research into a database of FINRA Broker Disclosures for Equitable Advisors, LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Kent James Shuster | 2097311 | 9 | 10/13/2015 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Kent James Shuster | 2097311 | 9 | 10/08/2015 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Kent James Shuster | 2097311 | 9 | 10/08/2015 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Kent James Shuster | 2097311 | 9 | 10/07/2015 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Kent James Shuster | 2097311 | 9 | 09/28/2015 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Kent James Shuster | 2097311 | 9 | 09/18/2015 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Thomas James Zupancic | 7454900 | 5 | 09/15/2015 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Stephanie Anne Valentine | 6037669 | 3 | 09/15/2015 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Stephanie Anne Valentine | 6037669 | 3 | 09/03/2015 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Stephanie Anne Valentine | 6037669 | 3 | 09/03/2015 | Financial | Final | $0.00 | $0.00 | See FINRA Report |