Our Staff has compiled our research into a database of FINRA Broker Disclosures for Equitable Advisors, LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Melissa Kay Skiles | 6250766 | 4 | 07/20/2016 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Melissa Kay Skiles | 6250766 | 4 | 07/20/2016 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Melissa Kay Skiles | 6250766 | 4 | 07/20/2016 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Thomas James Zupancic | 7454900 | 5 | 07/19/2016 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Sung Jin Cho | 2044180 | 9 | 07/12/2016 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Deborah Elizabeth Brent | 5153943 | 1 | 07/11/2016 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Brian Jonathan Matz | 2657874 | 1 | 06/30/2016 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Peter Marsters Wright | 4443385 | 3 | 06/07/2016 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| James Tapia | 2345038 | 2 | 05/15/2016 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Benjamin Gotfried | 5845826 | 1 | 05/13/2016 | Financial | Final | $0.00 | $0.00 | See FINRA Report |